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Compliance officers are responsible for ensuring their organization complies with government regulations domestically as well as globally if applicable and avoids missteps that could result in hefty fines legal ramifications and reputation damage.
What is a compliance officer. Compliance officers help organizations manage risks and avoid lawsuits by ensuring business operations are performed in compliance with state and federal laws. They are responsible for developing compliance programs reviewing company policies and advising management on possible risks. That includes osha regulations and proper data governance.
A compliance officer is a knowledgeable highly skilled person whose role within a company is to ensure everyone complies with all regulatory and legal requirements internal policies and bylaws. It s the responsibility of the chief compliance officer to make sure that the firm s entire compliance department understands their role. A compliance officer or compliance manager ensures a company functions in a legal and ethical manner while meeting its business goals.
Compliance officers also need to make sure that employees are following internal compliance policies. It is a broad occupational title that is applicable in many industries.
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